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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 249 — Forms, Securities Exchange Act of 1934 · § 249.641

§ 249.641. Form CRS, Relationship Summary for Brokers and Dealers Providing Services to Retail Investors, pursuant to § 240.17a-14 of this chapter.

74 words·~1 min read·/us/cfr/t17/s§ 249.641

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This form shall be prepared and filed by brokers and dealers registered with the Securities and Exchange Commission pursuant to Section 15 of the Act that offer services to a retail investor pursuant to § 240.17a-14 of this chapter. \[84 FR 33630, July 12, 2019\] Editorial Note:For Federal Register citations affecting Form CRS, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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§ 249.641
Form CRS, Relationship Summary for Brokers and Dealers Providing Services to Retail Investors, pursuant to § 240.17a-14 of this chapter.
Fed. Reg.×2
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